1st Line of Defense Compliance Testing Analyst

The 1LOD Compliance Testing Analyst assists Loan Operations in maintaining compliance with state and federal regulations through the standard analytical testing of department processes and assists with any required remediations. With supervisor oversight, they also support tasks related to Compliance Testing events, Internal Audit reviews, and regulator testing events.

Essential Functions (My day-to-day may look like...)

• Conduct testing to ensure processes are compliant with regulatory requirements and standard operating procedures
• Under direct supervision, create support test-work and documentation reports in a professional and timely manner.
• Participate in a team environment where motivation, support and knowledge pooling is paramount.
• Identify exceptions related to non-compliance and communicate with management as appropriate.
• Work in conjunction with the team to follow up and ensure exceptions are properly addressed
• Review regulatory and internal audit testing requests including working with department management to obtain data populations, responses to testing questions, and review required remediation as needed.

Other Requirements (What will make me competitive?)

• Bachelor's degree, preferably in a business-related field.
• Experience in a regulated industry or compliance field, preference to candidate with Banking or Compliance experience.
• Proficiency in Microsoft Office products and the ability to quickly learn and navigate various internal systems.
• Ability to read, write, and comprehend at an advanced level
• Excellent organizational skills with the ability to work on multiple on-going assignments.

Bachelors (required)

Excellent organizational skills with the ability to work on multiple on-going assignments. (required)
Ability to read, write, and comprehend at an advanced level (required)
Proficiency in Microsoft Office products and the ability to quickly learn and navigate various internal systems. (required)
Experience in a regulated industry or compliance field, preference to candidate with Banking or Compliance experience. (required)