Global Communications Surveillance Program SME - Assistant Vice President

Job Title Global Communications Surveillance Program SME

Corporate Title Assistant Vice President

Location Jacksonville, FL

Overview

Compliance is now seeking an AVP level Compliance Officer within the Surveillance team. The primary function of the role is to conduct surveillance of trading activity to detect potential market abuse, and/or violations of the Firm's Trading Policies. Additionally, this role will support important global program initiatives and enhance the detection capabilities for trade and communications surveillance.

What We Offer You

• A diverse and inclusive environment that embraces change, innovation, and collaboration

• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days

• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

• Educational resources, matching gift and volunteer programs

What You'll Do

• You will conduct daily surveillance of Investment Bank trading and communications activities across Fixed Income, Derivatives, and FX asset classes to ensure compliance with applicable rules, regulations, and firm policies

• You will perform research, investigations, and ad-hoc reviews, including in-depth analysis of trading activity and employee correspondence, to identify potential violations and determine root causes

• You will document investigative findings and escalate violations and/or suspicious activity in accordance with firm policy and regulatory requirements

• You will work with members of the firm's Business Lines, Compliance, Legal, and other departments, including senior stakeholders, to identify, analyze, investigate, and resolve surveillance-related issues

• You will prepare materials for engagement with global regulators (FRB, SEC, FCA, BaFin, etc.) and senior management on topics related to trade and communications surveillance

• You will participate in strategic initiatives and ad-hoc surveillance projects, stay ahead of industry practices, and provide guidance to junior staff on regulatory risk and policy violations during investigations

Skills You'll Need

• Advanced work experience in regulatory, audit, compliance, risk, surveillance, or equivalent

• Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives)

• Minimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experience

Skills That Will Help You Excel

• Excellent verbal communication and written skills

• A proactive approach to tasks and responsibilities

• Ability to multi-task effectively and handle change well

• Advanced MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)

• Team player with great attitude, interpersonal skills and strong work ethic

Expectations

It is the Bank's expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank's hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Jacksonville is $75,000 to $119,500. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumeration

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees https://careers.db.com/life

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We welcome applications from all people and promote a positive, fair and inclusive work environment.

Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to viewDeutsche Bank's Equal Opportunity Policy Statementand the following notices:EEOC Know Your Rights;Employee Rights and Responsibilities under the Family and Medical Leave Act; andEmployee Polygraph Protection Act.